A低优先级

职业行为与监管

Professional Conduct and Regulation

8%考试权重
6主题数量

主题列表

A.1CFP Board's Code of Ethics and Standards of Conduct
A.2CFP Board's Procedural Rules
A.3Function, purpose, and general structure of financial institutions
A.4Financial services regulations and requirements
A.5Consumer protection laws
A.6Fiduciary standard and application